Tag: California Raids

A rare prison sentence for an antiquities dealer

Federal agents raided the Los Angeles County Museum of Art on Thursday as part of a five-year inquiry into smuggled relics. Credit Nick Ut/Associated Press
Federal agents raided the Los Angeles County Museum of Art on Thursday as part of a five-year inquiry into smuggled relics. Credit Nick Ut/Associated Press

In 2008 a massive federal investigation unfolded in a coordinated series of searches that produced dramatic images of federal agents standing outside prominent Southern California Museums. As Jason Felch points out:

The investigation sent shockwaves through the art world, suggesting that even amid an international scandal over the Getty Museum’s role in looting, other local museums had continued to do business with the black market. Some critics later called the raids over-zealous, noting that despite that the massive investigation, the government had failed to win jail time in the long-delayed criminal trials that followed.

The museums which were targets of the search included the Los Angles County Museum of Art, Pasadena’s Pacific Asia Museum, the Bowers Museum, and the Mingei Museum in San Diego. One of the antiquities dealers responsible for facilitating moving material from Southeast Asia to the United States was Jonathan Markell. This week he was sentenced to 18 months in prison. An extremely rare occurrence. Markell and his wife Cari were both sentenced this week. They were ordered to return hundreds of objects seized from their gallery, and were ordered to pay the shipping  costs and tax penalties. So at long last a successful prosecution in these raids, which at the time in 2008 seemed destined to produce a number of prosecutions and fundamental changes.

Rick St. Hilaire this week heaped praise on the prosecutors and investigators:

In the annals of cultural property law, prosecutions targeting transnational antiquities trafficking networks are rare. Even more rare are felony convictions. Scarcer too are prison sentences. . . . So what happened this week to a pair of California gallery owners tied in with the “Museum Raids” cases is a momentous achievement, an example of careful and intelligent case development by the U.S. Attorney’s Office for the Central District of California, resulting in felony convictions for antiquities traffickers rather than a “seize and send” photo-op that cultural property watchers are accustomed to witnessing.

Whatever you think of the antiquities trade will probably dictate whether you agree with St. Hilaire or not. But this is one of the exceedingly rare prosecutions of an actor in a transnational antiquities network.

  1. Jason Felch, Beverly Hills antiquities dealer sentenced to jail for smuggling scheme, The Art Newspaper, 12–16, 2015, http://theartnewspaper.com/news/museums/beverly-hills-antiquities-dealer-sentenced-to-jail-for-smuggling-scheme/ .

 

Jason Felch Updates the Southland Antiquities Investigation

In Sunday’s LA Times, Jason Felch reports on a languishing federal antiquities investigation. In 2008 there was a loud showy raid on five museums in Southern California, including: the Bowers Museum, the Pacific Asia Museum in Pasadena, the Mingei Museum, and the LA County Museum of Art. We are now five years since those raids, which resulted in the seizure of 10,000 objects, but has not resulted in any objects being returned, or even in any prosecutions. At least not yet. Which is strange, because if agents display such force in searching and seizing material in a simultaneous early morning raid, surely that investigation should bear fruit.

One reason for that is the death of those under investigation. Some of those are the result of natural causes. But not the sad death of Roxanna Brown—a witness for investigators and later a target—who died while in federal custody, in a shameful display of federal mismanagement. Here is a full history of Brown:

Roxanna Brown’s story: Part I, Part II, Part III and settlement.

Many who follow this investigation probably echo Prof. Stephen Urice, professor at the University of Miami Law School, who is quoted:

I’m baffled . . . Given the amount of illicit antiquities moving through the U.S. borders, these guys are really hacks. Surely there must be more significant people out there.

 Felch reports that a criminal case against two men will begin in June: Robert Olson, aged 84; and Marc Pettibone, 62. Prosecutors allege that both men conspired to bribe officials in Thailand to secure export, and that the objects were then sold in the United States. And they would then use inflated appraisals for the objects and would secure excessive tax deductions for their donation.

All in all a troubling story on many levels. Few would dispute the staggering amount of objects which are being removed from Southeast Asia. But the prosecution and this investigation may be even more troubling. Its been a long investigation, with some very bad outcomes. The tragic death of targets of federal investigation is a growing trend in antiquities prosecutions. Think also of the three suicides which took place after the display of federal force in the four-corners antiquities investigation.

We can’t of course blame federal investigators and prosecutors entirely, but they do share blame here, and if as many argue we are using these prosecutions to deter future smuggling, looting, and tax fraud, well the deterrent impact is very much in doubt. Criminologists can articulate this better than I, but a well-established truth that irregular regulation, even one which results in custodial sentences, cannot effectively deter. And when there is such a pall of controversy over these federal investigations, it may actually ossify the attitudes of individuals in the trade that they are being unfairly and unjustly targeted.

  1. Jason Felch, Stolen-artifacts case has cost much, yielded little, critics say, Los Angeles Times, May 18, 2013.
Questions or Comments? Email me at derek.fincham@gmail.com

transparent

Urice on "Unprovenanced Antiquities and the National Stolen Property Act"

Stephen K. Urice, an Associate Law Professor at the University of Miami has an interesting piece (nicely titled) called Between Rocks and Hard Places:  Unprovenanced Antiquities and the National Stolen Property Act, 40 N. Mex. L. Rev. 123 (2010). He examines the implications of a conviction or acquittal in the investigation stemming from the search of four California museums in early 2008.

From the introduction:

This  article  argues  that  continued  application  of  the  NSPA  in  cases  involving unprovenanced antiquities risks outcomes that undermine one or both of two U.S. policy goals: (1) protecting the global archaeological record and (2) promoting museums’ charitable and educational missions. Accordingly, this article suggests that the current uncertainty in how courts apply the NSPA in the unique circumstances of determining title to undocumented antiquities might best be resolved by pursuing alternatives to continued reliance on the NSPA in these circumstances. 
Part II introduces necessary background information on the concept of provenance;  the  distinction  between  foreign  nations’  export  and  vesting  statutes  (referred  to  collectively  as  “patrimony  statutes”);  and  the  relationship  between foreign patrimony statutes and the NSPA. Part III explores, in detail, the application of the NSPA in criminal cases involving unprovenanced antiquities, emphasizing  the  distinction  between  the  Fifth  and  the  Second  Circuit  Courts  of  Appeals’ approaches.  Part  III  also  describes  Congress’s  1986  amendments  to  the  NSPA, which (without apparent legislative intent to do so) have made application of the NSPA in cases involving unprovenanced antiquities especially problematic. Part IV addresses, in the context of existing U.S. policies, allegations in the search warrants that two California museums possess stolen Thai antiquities. Part V describes potential outcomes of any criminal prosecution under the facts alleged in the search warrants. Part VI concludes with simple sketches of three possible alternatives to the United States’ existing framework for combating trafficking in unprovenanced antiquities.
Questions or Comments? Email me at derek.fincham@gmail.com

Interview on the California Raids After One Year

You can hear my thoughts on the California antiquities investigation in a piece by Adolfo Guzman-Lopez for NPR affiliate KPCC in Southern California which aired this morning, and again this evening.   He tracks the impact of the massive federal investigation and very public searches and seizures which took place last January, and the ripples the raids have created in the museum world, despite little apparent progress in any prosecutions.

You can listen to the audio here. 

As I said in the piece, I think there are a number of ways institutions can still fulfill their mission, without violating the laws of nations of origin or Federal and State law here in the US.  Despite the very tragic death of Roxanna Brown, the investigations have changed the ways antiquities are transferred, most notably with the revised acquisition policies promulgated by the AAMD. 

Questions or Comments? Email me at derek.fincham@gmail.com

Death in Antiquities Arrest

The LA Times is reporting today that Roxanna Brown, a 62 year old antiquities expert and director of the Southeast Asian Ceramics Museum at Bangkok University has died in police custody. Brown was the first arrest to emerge from the antiquities raids on Southern California museums back in January.

Roxanna Brown, 62, director of the Southeast Asian Ceramics Museum at Bangkok University, had traveled to Seattle for a speaking engagement at the University of Washington, authorities said…

Officials said Brown was too ill to attend a court hearing Monday in Seattle but made a brief appearance Tuesday. She faced up to 20 years in prison if found guilty….

But federal investigators asserted that Brown allowed her electronic signature to be placed on fake appraisal forms that inflated the value of pieces from Thailand’s Ban Chiang archaeological site that were sent to Southern California museums. The phony appraisals allowed collectors to claim fraudulent tax deductions, according to authorities.

This has been a strange investigation from the outset. There was a massive search of California museums in January, and then nothing has emerged in the five months until this week when Brown was arrested, seemingly because she was visiting the country on a speaking engagement, and now this death. There are no indications Brown was mistreated, though certainly the sketchy details give the appearance that the shock of being arrested led to a heart attack. Certainly this is a tragic death, and not the kind of message Federal authorities wanted to send.

Questions or Comments? Email me at derek.fincham@gmail.com

More on the California Searches


“I have rarely seen Federal agents come out in such force as they did today”.

That’s what LA Times staff writer Jason Felch remarked yesterday on KCRW. He also has a very nice overview of the investigation so far, with links to the search warrants in today’s edition of the LA Times.

The massive search yesterday of the LA County Museum of Art, along with Pasadena’s Pacific Asia Museum, the Bowers Museum in Santa Ana and the Mingei Museum in San Diego has yet to result in any arrests or indictments. However it seems to be just a matter of time. It goes without saying that when Federal agencies and prosecutors get involved, they seldom lose.

Much of the allegations were established by the undercover work of a National Parks Service employee. Based on the search warrants, it seems the investigation started in response to looting of Native American sites, and quickly expanded.

Robert Olson, who spends a lot of time in southeast Asia is known in the affidavits as “the smuggler”. The other main target appears to be Jonathan Markell, of the Silk Roads Gallery.

This is a powerful image which appeared in the LA Times today, with agents from the IRS, Immigration and Customs Enforcement, and the National Park Service searching prominent California art institutions. Even if this search does not amount to a criminal prosecution, it sends a powerful message to the antiquities trade, including museums that purchase these objects, that federal agents are watching, and the trade needs to quickly and efficiently change the way it does business.

I think we can take a few things away from this investigation. First, the alleged objects were of limited value. These aren’t comparable to the Euphronios Krater for example. They are smaller objects, but were bought and sold in greater quantities. Objects were allegedly illegally excavated from Thailand (most from the Ban Chiang site), China, Myanmar and Native American sites in the US.

Second, I think this is compelling evidence of a systemic problem with the antiquities trade. Many have discussed these problems before. The lack of provenance, and the ease with which smugglers can elude customs agents makes policing the trade difficult. However, it would seem now that those who would buy and sell objects can no longer afford to cut corners, and must now conduct far more detailed investigations into how objects came to market.

Finally, I think this investigation reminds us that Roman and Greek objects are not the only classes of antiquities that are smuggled, despite the attention the recent returns from US institutions have indicated. Clearly, the question now is how many indictments or convictions will ensue, and how will the individual art institutions and the relevant industry codes of practice evolve to prevent this kind of criminal activity in the future.

Other Links:

Questions or Comments? Email me at derek.fincham@gmail.com

Breaking News: Major Antiquities Investigation

In what may result in the next large-scale antiquities smuggling prosecution in the United States, federal agents today served search warrants on four California museums and an art gallery. Warrants were served on the Los Angeles County Museum of Art, Pasadena’s Pacific Asia Museum, the Bowers Museum in Santa Ana and the Mingei International Museum in San Diego. Jason Felch has the story in the LA Times. The Silk Roads Gallery is apparently a major focus of the five-year investigation.

This could be the first major antiquities prosecution in the United States since the conviction of antiquities dealer Fred Schultz. It goes without saying though that this kind of massive investigation is unprecedented. The warrants claim Southeast Asian and Native American artifacts were looted and smuggled into local museums.

Questions or Comments? Email me at derek.fincham@gmail.com